David Bergers
David Bergers

David Bergers obtained his bachelor's degree (with a major in History) in 1989 from Eastern Nazarene College, and earned his law degree in 1992 at Yale Law School. He is Managing Director for Legal and Government Relations and General Counsel for LPL Financial Holdings, Inc., the nation's largest independent broker-dealer. He served thirteen years with the Securities and Exchange Commission (SEC), most recently as Acting Deputy Director of the Enforcement Division in Washington, D.C. He was director of the SEC's Boston Regional Office from 2006 to 2013. Prior to his service with the SEC, Mr. Bergers practiced at law firms in Philadelphia and Boston, and served as a vice president and assistant general counsel of a regional broker-dealer, as well as primary counsel to an affiliated investment adviser.
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